CLUB APPLICATION

Gauntlet Club will accept applications from any IFAs that subscribe to its objectives, provided that the firm can satisfy the compliance criteria established by the Gauntlet Club Advisory Board. This will normally involve a compliance audit that will demonstrate that the required standards are being met. The cost of the audit, which will probably be part of the firm’s compliance procedure, is borne by the applicant.

Ideally the process should be commenced well before the expiry of the current insurance if it is intended to make use of the Gauntlet Standard facilities.

A refreshing approach for Independent Financial Advisers who take Compliance and Risk Management seriously.

To share the benefits of Club Membership you will need to formally apply.

Compliant cover exclusive to club members.

Additional benefits to help members resolve problems and capitalise on opportunities.